Security and resilience that lets a fintech pass diligence.

A funded fintech carries demands ordinary IT was never built for: operational resilience the FCA expects to see evidenced, an ISO 27001 certificate a partner bank asks for before signing, a SOC 2 report a North American buyer wants, and an AWS estate that has to stand up at the IAM and data boundary. We secure, run, build, and prove the technology behind all of it, so a partnership is never lost on a control nobody owned. UK based, UKAS ISO 27001 certified ourselves, and based in the Thames Valley.

A calm, modern fintech operations space with a professional reviewing secure payment data
Verified
ISO 27001 & 9001UKAS accredited Cyber Essentials PlusCertified Cyber EssentialsCertification body CISSPIn house 5.0Google rating
Fintech / 01 · The context

Your buyers are past Cyber Essentials. They are asking about ISO 27001, SOC 2, and resilience.

For a payments, lending, or banking-as-a-service business, security stopped being an IT concern and became a commercial one. A partner bank runs diligence before a deal. An investor asks the board about cyber posture from Series A onwards. The FCA expects operational resilience and technology risk to be governed and evidenced. The gap at a well funded fintech is rarely the tooling, you usually already have an EDR and a SIEM, it is the governance and the posture that prove the controls actually hold. That is the work we do.

FCA operational resilience ICT third party risk ISO 27001 Annex A SOC 2 DORA aware PCI-DSS aware PSD2 and open banking
27001ISO 27001, accreditedWe are UKAS ISO 27001 certified ourselves, so we know what a clean ISMS and a real Annex A control set look like, because we run one.
RESOperational resilienceThe FCA expects firms to map important business services, set impact tolerances, and evidence they can stay within them. We build the technology controls and the proof behind that.
ICTThird party riskYou are someone else's third party, and you have your own suppliers to attest. We help you answer both sides with evidence, not assertions.
Fintech / 02 · The frameworks

Which standard, and why it matters to your deal.

Fintech diligence is specific. A partner bank wants ISO 27001. A US buyer wants SOC 2. The FCA wants operational resilience and clear technology risk governance. Knowing which framework a given conversation actually turns on, and having the evidence ready for it, is the difference between a partnership that clears diligence and one that stalls in it. The drivers below are the ones we are most often brought in to address.

01
Partner and customer diligence
A bigger bank or platform runs diligence before a BaaS or partnership deal. ISO 27001 and a clear security posture are routinely the price of entry.
02
Regulatory and investor pressure
FCA operational resilience and technology risk governance, and the cyber questions a board faces in an investor diligence cycle from Series A onwards.
03
Cross border and card exposure
SOC 2 where North American buyers are involved, PCI-DSS where card data is touched, and a DORA equivalent posture pulled in by EU partner demand.
01ISO 27001The information security management system most partner banks expect, with its Annex A control set.
02Operational resilienceImportant business services, impact tolerances, and evidence you can stay within them.
03SOC 2The report North American buyers ask for. We build the control environment it attests to.
04PCI-DSS and DORACard data scope where it applies, and a DORA equivalent posture where EU partners require it.
Fintech / 03 · The pressures

What we hear from founders and heads of security.

The pressures are specific to a funded, fast moving fintech, and so is the cost of stalling on them. These are the problems we are most often brought in to solve.

01Pass diligence

The partnership is at stake

A partner bank's security questionnaire lands, and the deal depends on the answers. They want ISO 27001, a clear posture, and evidence behind it. We help you build the management system and produce the proof, so diligence clears rather than drags.

02Close the posture gap

The tooling is there, the posture is not

You already run an EDR and a SIEM, but identity to corporate IdP federation is incomplete, contractor and advisor laptops sit outside posture, and internal SaaS has sprawled past fifty apps. We close the corporate side so it matches the application layer you already got right.

03Stand up the cloud

An AWS estate nobody has audited

The build is usually well architected, but the IAM, KMS, and S3 boundary is often un-audited, and the public API surface keeps growing. We review the AWS posture against the controls a partner or assessor will probe, and help you evidence resilience and recovery.

Fintech / 04 · How we help

One accountable partner, across all four pillars.

We do not sell fintech a different product. We point the same four disciplines at the obligations and risks that are specific to it, and link you to the service that does the work. One partner, no gaps between suppliers for a failure to hide in.

01Secure it

ISO 27001 and SOC 2 readiness

We are UKAS ISO 27001 certified ourselves, so we take you through an ISMS that is genuinely operable rather than a binder for an audit, and build the control environment a SOC 2 report attests to. The certificate a partner bank asks for, backed by controls that actually hold.

02Harden it

Identity, endpoint, and SaaS posture

The gap at a funded fintech is usually the corporate side, not the product. We federate identity to your IdP, bring contractor and advisor endpoints into posture, and get a grip on SaaS sprawl, with monitoring and incident response behind it. The unglamorous work diligence actually checks.

03Run it

AWS posture and resilience

Most fintechs are AWS heavy and often well architected, but un-audited at the IAM, KMS, and S3 boundary. We review the cloud posture, harden it against the controls an assessor will probe, and build the backup and recovery that operational resilience expects you to evidence.

04Prove it

Governance, evidence, and AI

We build the policies, evidence packs, and audit trails that the FCA, partners, and investors ask for, and help you answer ICT third party risk on both sides. Where manual underwriting or onboarding is ripe for it, we add AI with the governance and logging that a regulated business needs.

We are loud about the work, never about the client. In financial services we describe the sector and the capability and keep the rest confidential. The detail that would identify a client, or help an attacker, stays behind closed doors.
Fintech / 05 · How we work with you

British owned, UK based, and honest about what we are.

We are a UK based team, UKAS ISO 27001 certified ourselves and a Cyber Essentials certification body, working from the Thames Valley. We are not a regulator and we are not your compliance counsel, so where a regulatory position is genuinely a legal judgement, we work alongside your advisers rather than overstating what we cover. What we own is the technology and the evidence: the AWS posture, the identity and endpoint controls, the ISMS, and the proof that stands up when a partner or assessor checks.

01UsUK based, UKAS ISO 27001 certified, Cyber Essentials certification body.
02CloudAWS posture review and hardening, alongside your DevOps team.
03EvidenceISMS, policies, and audit trails for partners, the FCA, and investors.
04RegulationTechnology controls are ours; legal interpretation stays with your advisers.
FAQ

Common questions

A partner bank is asking for ISO 27001. Can you get us there?

Yes, and we do it from experience rather than a template, because we are UKAS ISO 27001 certified ourselves. We run a gap analysis against the standard, build an information security management system that is genuinely operable, map the Annex A controls to what you actually do, and take you through internal audit to certification. The aim is a certificate backed by controls that hold when the partner checks, not a binder assembled for the audit.

We already have an EDR and a SIEM. What is the gap?

Usually the corporate side, not the product. Well funded fintechs tend to get the application layer right, Okta or Auth0 or Cognito properly configured, observability strong, but identity to corporate IdP federation is incomplete, contractor and advisor laptops sit outside endpoint posture, and internal SaaS has sprawled past fifty apps. We close those gaps so the corporate environment matches the standard your product already meets, which is what diligence tends to probe.

Can you audit our AWS environment?

Yes. Most fintechs we see are AWS heavy and often well architected, but un-audited at the IAM, KMS, and S3 boundary, with a public API surface that keeps growing. We review the posture against the controls a partner or assessor will actually probe, work alongside your DevOps team rather than around them, and help you evidence the backup and recovery that operational resilience expects you to demonstrate.

Do you handle SOC 2 as well as ISO 27001?

We build and run the control environment that a SOC 2 report attests to, which overlaps heavily with an ISO 27001 management system, so the two are usually pursued together rather than from scratch. The independent attestation itself is issued by a separate audit firm, as the framework requires. We get you ready for it and stand behind the controls; the report is signed by the assessor.

How does this fit FCA operational resilience?

Operational resilience asks you to identify your important business services, set impact tolerances, and be able to show you can stay within them, including through a technology failure or a third party outage. We build the technology controls, the backup and recovery, and the evidence behind that picture, and help you answer the ICT third party risk questions on both sides, where you are a supplier and where you rely on suppliers. The regulatory judgement stays with your compliance advisers; the technology and the proof are ours.

The diligence is real. So is the rigour.

Send us the security questionnaire from your partner bank, or the gaps you already know are there. We will tell you plainly where you stand and what it takes to close them. We reply within one working day, and you will speak to an engineer, not a salesperson.

Reading, Berkshire  /  UKAS ISO 27001 certified, UK data residency  /  reply within one working day